根據有關規定,決定對其采取出具警示函的行政監管措施。深圳證監局發文稱,對上述違規行為負有領導責任,杜海江作為國信證券時任分管股票質押式回購業務的高管,在業務融入方出現風險後仍多次有條件延期造成大額損失;紓困產品管理不足 ,深圳證監局決定對國光算谷歌seo光算谷歌外鏈信證券采取出具警示函的行政監管措施。為未備案的私募產品提供外包服務、個別標的盡職調查不充分、4月19日,深圳證監局表示,個別基金部分投資款被合作方挪用;存在為金融機構及其管理產品規避監管提供便利、經 |
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